Curriculum Guide: Visit the FINRA Exam Blog Below
Best Approach to Study for Series 7 Securities License, Series 63 License & other FINRA
Series Qualification Exams:
- Read the text prior to taking any practice exams.
- Be an active reader by checking off or underlining important points and definitions.
- Practice exams should be taken in Question & Answer format: after completing the reading.
- Read each question at least twice, make the best choice, and then read the explanation for immediate feedback.
- After completing all of the practice exams in Q & A, take the exams again.
- If you are unable to complete all of the practice exams, read the explanations of those exams to access the important test points.
Information about FINRA Series License Exams:
Test Outlines are Public Information. Regulators publish what topics are covered on the test at www.FINRA.org. FINRA exams are reading comprehension tests. It is important to choose study material that makes the information accessible. The best study guides in the industry are published by PassPerfect.
Information Emphasis: Focus on the information most likely seen on the actual exam. The number of test questions per category is found in the preface of your study guide. For example, in the Series 7 Securities License exam, we expect 50 questions on municipal securities and municipal markets, which represent 20% of the 250 test questions.
Time Management: Preparation time for self-study is from 40 to 80 hours for the Series 7 Securities License exam. Please plan sufficient time within your schedule.
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